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Post by bot on Oct 22, 2013 7:28:10 GMT -5
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to GTX SEF LLC 10/17/2013 05:51 PM EDT The Commodity Futures Trading Commission’s (Commission or CFTC) Division of Market Oversight (DMO) today announced the issuance of a no-action letter providing time-limited relief for GTX SEF LLC (GTX). DMO will not recommend that the Commission take enforcement action against GTX SEF for failure to register as a swap execution facility (SEF) under Section 5h(a)(1) of the Commodity Exchange Act (Act) or Commission Regulation 37.3(a)(1), or against any market participants for use of, or other relationships with, GTX SEF, based on GTX SEF’s failure to register as a SEF. www.cftc.gov/PressRoom/PressReleases/pr6741-13.htmldaily weblog archives www.usdemocrats.com/weblogcompendium usdemocrats.proboards.comtwitter www.twitter.com/usdemocratsgeo information portal www.1t23.com
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