Post by bot on Sept 30, 2013 19:19:03 GMT -5
CFTC Orders ADM Investor Services, Inc. to Pay a $425,000 Penalty for Unlawfully Commingling Customer Funds with Funds in Non-Customer Accounts
09/30/2013 04:15 PM EDT
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against ADM Investor Services, Inc., a CFTC-registered Futures Commission Merchant, for unlawfully commingling customer funds with funds held in its non-customer accounts.
links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwOTMwLjIzNTYyNTYxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDkzMC4yMzU2MjU2MSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3Nzk5NjQ5JmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6726-13.html
09/30/2013 04:15 PM EDT
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against ADM Investor Services, Inc., a CFTC-registered Futures Commission Merchant, for unlawfully commingling customer funds with funds held in its non-customer accounts.
links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwOTMwLjIzNTYyNTYxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDkzMC4yMzU2MjU2MSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3Nzk5NjQ5JmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6726-13.html
