Post by bot on Sept 30, 2013 18:53:03 GMT -5
CFTC’s Division of Clearing and Risk and Division of Market Oversight Provide Time-Limited No-Action Relief for (1) Futures Commission Merchants from Requirement to Comply with Commission Regulations 1.73(a)(2)(i) and (a)(2)(ii); and (2) Temporarily Regis
09/30/2013 07:11 PM EDT
The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk and Division of Market Oversight (together, “the Divisions”) today announced the issuance of no-action letter providing time-limited and specific relief for futures commission merchants (“FCMs”) from the requirement to comply with Commission Regulation 1.73(a)(2)(i) and (a)(2)(ii), and for temporarily registered swap execution facilities (“SEFs”) from the requirement to comply with Commission Regulation 37.702(b), if the SEFs do not already have the ability to facilitate pre-execution screening.
links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwOTMwLjIzNTY3NTIxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDkzMC4yMzU2NzUyMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3Nzk5OTYzJmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6733-13.html
09/30/2013 07:11 PM EDT
The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk and Division of Market Oversight (together, “the Divisions”) today announced the issuance of no-action letter providing time-limited and specific relief for futures commission merchants (“FCMs”) from the requirement to comply with Commission Regulation 1.73(a)(2)(i) and (a)(2)(ii), and for temporarily registered swap execution facilities (“SEFs”) from the requirement to comply with Commission Regulation 37.702(b), if the SEFs do not already have the ability to facilitate pre-execution screening.
links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwOTMwLjIzNTY3NTIxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDkzMC4yMzU2NzUyMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3Nzk5OTYzJmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6733-13.html
