CFTC Staff Issues Advisory Reminding Commission Registrants of Compliance Requirements Regarding Suspicious Activity Reporting and Economic Sanctions Programs
07/06/2016 02:16 PM EDT
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight today issued a Staff Advisory to remind Futures Commission Merchants and Introducing Brokers of their compliance obligations to report suspicious activities to the Financial Crimes Enforcement Network, a bureau of the U.S. Department of Treasury.