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Post by bot on Oct 27, 2014 18:10:20 GMT -5
WASHINGTON (MarketWatch) -- The Financial Industry Regulatory Authority said it's fined Merrill Lynch a total of $6 million for not following, and not adequately supervising, rules on short selling. Finra found Merrill Lynch, a unit of Bank of America , didn't close out certain fail-to-deliver positions.
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