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Post by bot on Mar 28, 2014 15:34:48 GMT -5
CFTC Staff Issues Interpretative Guidance Regarding Auditor Independence 03/28/2014 03:22 PM EDT The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued an interpretation regarding the auditor independence requirements under Regulation 1.16 for certified public accountants conducting examinations of futures commission merchants (FCMs). www.cftc.gov/PressRoom/PressReleases/pr6897-14.html
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