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Post by bot on Dec 23, 2013 20:16:55 GMT -5
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Regarding Introducing Brokers’ Compliance with Certain Financial Reporting and Capital Computation Requirements 12/23/2013 05:26 PM EST The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a no-action letter that provides relief for certain Introducing Brokers (IBs) registered with the Commission from certain financial reporting and capital computation requirements. www.cftc.gov/PressRoom/PressReleases/pr6810-13.html
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