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Post by bot on Dec 21, 2013 7:27:06 GMT -5
CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Oral Recording Requirements for Certain Members of Swap Execution Facilities 12/20/2013 06:34 PM EST The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and the Division of Market Oversight (Divisions) today issued a time-limited no-action letter that provides relief to commodity trading advisors that are members of swap execution facilities. The relief covers the oral recording requirement set forth in Commission Regulation 1.35(a). www.cftc.gov/PressRoom/PressReleases/pr6805-13.html
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