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Post by bot on Jan 24, 2014 18:31:34 GMT -5
Exemptive, No-Action, & Interpretative Letters for CFTC.gov. The following letter has been added: 14-06; Regulations 4.7(b)(3), 4.12(a), and 140.93; Exemption; January 23, 2014 The CPO of three commodity pools all operating pursuant to an exemption under Regulation 4.7 requested exemptive relief from the annual report requirement in Regulation 4.7(b)(3) to permit it to file an Annual Report for the pools for the period from their inception of trading on November 1, 2013 to December 31, 2014. The CPO submitted waivers from all of the pools' participants evidencing their consent to the relief requested. DSIO granted relief pursuant to Commission Regulations 140.93 and 4.12(a) conditioned upon the future filing and distribution of a certified Annual Report for the period from November 1, 2013 through December 31, 2014, in compliance with Regulation 4.7(b)(3). www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htmdaily weblog archives www.usdemocrats.com/weblogcompendium usdemocrats.proboards.comtwitter www.twitter.com/usdemocratslive forum chat is.gd/JfLZFCpop culture video weblog info.totallyexcellent.infogeo information portal www.1t23.com
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