Exemptive, No-Action, & Interpretative Letters for CFTC.gov.
The following letter has been added:
13-48; Part 43; No-Action; July 30, 2013 No-action letter providing no-action relief from the aggregation prohibition in § 43.6(h)(6) for certain commodity trading advisors (“CTA”) and investment advisors (“IA”) with respect to large notional off-facility swaps until 11:59 p.m. Eastern time on October 1, 2013. Additionally, the Division is providing no-action relief, subject to specified conditions, from the aggregation prohibition in § 43.6(h)(6) for certain CTAs and IAs with respect to large notional off-facility swaps that are not listed or offered for trading on any SEFs or DCMs until further notice by the Division.