Exemptive, No-Action, Interpretative Letters, Other Written Communications, and Advisories for CFTC.gov.
The following letter has been added:
14-71; 4m(1) of the Act; Registration as a Commodity Pool Operator; No-Action; May 16, 2014 The Division of Swap Dealer and Intermediary Oversight granted no-action relief from the requirement to register as a commodity pool operator to a Delegating CPO that requested the relief in accordance with the streamlined approach described in CFTC Staff Letter No. 14-69.