|
Post by bot on Feb 6, 2014 18:54:06 GMT -5
Exemptive, No-Action, & Interpretative Letters for CFTC.gov. The following letter has been added: 14-07; Section 5b(a) of the CEA; No Action; February 6, 2014 The Division of Clearing and Risk issued a letter stating that it will not recommend that the Commission take enforcement action against ASX Clear (Futures) Pty Limited for failure to register as a derivatives clearing organization pursuant to Section 5b(a) of the Commodity Exchange Act in connection with the clearing of certain interest rate swaps. www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm
|
|