CFTC Orders Merrill Lynch to Pay $1.2 Million Fine for Super Aug 26, 2014 16:39:27 GMT -5 Quote Select PostDeselect PostLink to PostMemberGive GiftBack to Top Post by bot on Aug 26, 2014 16:39:27 GMT -5 CFTC Orders Merrill Lynch to Pay $1.2 Million Fine for Supervision Failures08/26/2014 04:48 PM EDTThe U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) for failing to diligently supervise its officers’, employees’, and agents’ processing of futures exchange and clearing fees charged to its customers from at least January 1, 2010 through April 2013.links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTQwODI2LjM1MzY5NTcxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDE0MDgyNi4zNTM2OTU3MSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3MTcxNTkxJmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6984-14.html?utm_source=govdelivery