Post by bot on Jul 29, 2014 17:27:28 GMT -5
Exemptive, No-Action, Interpretative Letters, Other Written Communications, and Advisories for CFTC.gov.
The following letters were added:
14-100; Regulations 4.7(b)(3); Exemption; May 13, 2014
Exemption permitting CPO to file a single Annual Report for the period from January 1, 2013 through the pool’s permanent cessation of trading on February 28, 2014.
14-101; Regulations 4.7(b)(3), 4.12(a), 4.22(d), and 140.93; Exemption; June 2, 2014
The CPO of a commodity pool operated pursuant to Regulation 4.7 requested relief from the audit requirement in Regulation 4.22(d) for the 2013 fiscal year, explained that the pool had ceased trading as of January 10, 2014, and provided waivers from the pool’s six participants, four of whom are principals or affiliates of the pool’s managing member. The Division granted relief, provided that the CPO distribute and file unaudited financial statements with NFA and provided that the final distribution of pool assets is completed within 14 days of the date of the relief letter.
14-102; Regulations 4.22(d); Exemption; June 27, 2014
Exemption from requirement that a pool’s financial statement be audited by independent public accountants.
14-103; Regulations 4.7(b)(3); Exemption; June 27, 2014
Exemption permitting CPO to file a single Annual Report for the period from inception of trading on September 1, 2013 through the end of fiscal year 2014.
links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTQwNzI5LjM0NTU2MDMxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDE0MDcyOS4zNDU1NjAzMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3MTMyODc5JmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm?utm_source=govdelivery
The following letters were added:
14-100; Regulations 4.7(b)(3); Exemption; May 13, 2014
Exemption permitting CPO to file a single Annual Report for the period from January 1, 2013 through the pool’s permanent cessation of trading on February 28, 2014.
14-101; Regulations 4.7(b)(3), 4.12(a), 4.22(d), and 140.93; Exemption; June 2, 2014
The CPO of a commodity pool operated pursuant to Regulation 4.7 requested relief from the audit requirement in Regulation 4.22(d) for the 2013 fiscal year, explained that the pool had ceased trading as of January 10, 2014, and provided waivers from the pool’s six participants, four of whom are principals or affiliates of the pool’s managing member. The Division granted relief, provided that the CPO distribute and file unaudited financial statements with NFA and provided that the final distribution of pool assets is completed within 14 days of the date of the relief letter.
14-102; Regulations 4.22(d); Exemption; June 27, 2014
Exemption from requirement that a pool’s financial statement be audited by independent public accountants.
14-103; Regulations 4.7(b)(3); Exemption; June 27, 2014
Exemption permitting CPO to file a single Annual Report for the period from inception of trading on September 1, 2013 through the end of fiscal year 2014.
links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTQwNzI5LjM0NTU2MDMxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDE0MDcyOS4zNDU1NjAzMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3MTMyODc5JmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm?utm_source=govdelivery