Exemptive, No-Action, Interpretative Letters, Other Written Communications, and Advisories for CFTC.gov.
The following letter has been added:
14-69; 4m(1) of the Act; Registration as a Commodity Pool Operator; Other Written Communication; May 12, 2014 The Division of Swap Dealer and Intermediary Oversight announced in a letter a streamlined approach for CPOs who request registration no-action relief from DSIO if they have delegated investment management authority to another person who is registered as a CPO and do not engage in the solicitation of participants for, or the management of property of, the applicable commodity pool. The letter establishes the circumstances in which DSIO will consider requests for CPO registration relief through the streamlined approach, and the form of request a CPO is to submit to DSIO to request relief. The streamlined approach is limited to certain circumstances and is subject to a number of conditions, including that the delegating CPO represent in its form of request that certain specified criteria are met.